Influence of relative humidity on aerosol radiative forcing: An ACE-Asia experiment perspective
Krzysztof M. Markowicz; Piotr J. Flatau; P. K. Quinn; Christian M. Carrico; M. K. Flatau; A. M. Vogelmann; David Bates; M. Liu; Mark J. Rood
Markowicz, K.M., P.J. Flatau, P.K. Quinn, C.M. Carrico, M.K. Flatau, A.M. Vogelmann, D. Bates, M. Liu, and M.J. Rood. Influence of relative humidity on aerosol radiative forcing: An ACE-Asia experiment perspective, J. Geophys. Res., 108 (D23), 8662, doi:10.1029/2002JD003066, 2003.
Abstract
We present direct radiometric observations of aerosol radiative forcing during the ACE‐Asia experiment (March and April of 2001). The observational analysis is based on radiometer data obtained from the NOAA ship Ronald H. Brown , and shipboard measurements of the aerosol chemical and scattering properties are used to construct a model of the aerosol optical properties for use in radiative transfer calculations. The model is validated against the radiometric observations and is used to diagnose the aerosol and environmental factors that contribute to the observed forcings. The mean value of aerosol optical thickness observed during the ACE‐Asia cruise over the Sea of Japan was 0.43 (±0.25) at 500 nm, while the single‐scattering albedo was 0.95 (±0.03) at ambient relative humidity. We find a large correlation (r 2 = 0.69) between single‐scattering albedo and relative humidity. Aerosols caused a mean decrease in the diurnally averaged solar radiation of 26.1 W m −2 at the surface, while increasing the atmospheric solar absorption and top of atmosphere reflected solar radiation by 13.4 W m −2 and 12.7 W m −2 , respectively. The mean surface aerosol forcing efficiency (forcing per unit optical depth) over the Sea of Japan was −60 W m −2 and is influenced by high values of relative humidity. We show that decreasing the relative humidity to 55% enhances the aerosol forcing efficiency by as much as 6–10 W m −2 . This dependency on relative humidity has implications for comparisons of aerosol forcing efficiencies between different geographical locations.
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Influence of relative humidity on aerosol radiative forcing:
An ACE-Asia experiment perspective
Krzysztof M. Markowicz, 1 Piotr J. Flatau, 2,3 P . K. Quinn,4,5 Christian M. Carrico, 6,7
M. K. Flatau, 2 A. M. V ogelmann,3 David Bates, 8 M. Liu, 2 and Mark J. Rood 7
Received 22 October 2002; revised 16 January 2003; accepted 3 March 2003; published 27 August 2003.
[1] We present direct radiometric observations of aerosol radiative forcing during the
ACE-Asia experiment (March and April of 2001). The observational analysis is based on
radiometer data obtained from the NOAA ship Ronald H. Brown , and shipboard
measurements of the aerosol chemical and scattering properties are used to construct a
model of the aerosol optical properties for use in radiative transfer calculations. The model
is validated against the radiometric observations and is used to diagnose the aerosol and
environmental factors that contribute to the observed forcings. The mean value of aerosol
optical thickness observed during the ACE-Asia cruise over the Sea of Japan was 0.43
(±0.25) at 500 nm, while the single-scattering albedo was 0.95 (±0.03) at ambient relative
humidity. We find a large correlation (r 2 = 0.69) between single-scattering albedo and
relative humidity. Aerosols caused a mean decrease in the diurnally averaged solar
radiation of 26.1 W m /C02 at the surface, while increasing the atmospheric solar absorption
and top of atmosphere reflected solar radiation by 13.4 W m /C02 and 12.7 W m /C02,
respectively. The mean surface aerosol forcing efficiency (forcing per unit optical depth)
over the Sea of Japan was /C060 W m /C02 and is influenced by high values of relative
humidity. We show that decreasing the relative humidity to 55% enhances the aerosol
forcing efficiency by as much as 6–10 W m /C02. This dependency on relative humidity has
implications for comparisons of aerosol forcing efficiencies between different
geographical locations. INDEX TERMS: 0305 Atmospheric Composition and Structure: Aerosols and
particles (0345, 4801); 0345 Atmospheric Composition and Structure: Pollution—urban and regional (0305);
1640 Global Change: Remote sensing; 3307 Meteorology and Atmospheric Dynamics: Boundary layer
processes; 3359 Meteorology and Atmospheric Dynamics: Radiative processes; KEYWORDS: aerosol, forcing,
ACE-Asia, humidity, optical depth
Citation: Markowicz, K. M., P. J. Flatau, P. K. Quinn, C. M. Carrico, M. K. Flatau, A. M. Vogelmann, D. Bates, M. Liu, and
M. J. Rood, Influence of relative humidity on aerosol radiative forcing: An ACE-Asia experiment perspective, J. Geophys. Res. ,
108(D23), 8662, doi:10.1029/2002JD003066, 2003.
1. Introduction
[2] The effects of sea salt, mineral dust, black carbon, and
sulfates in complex environmental conditions are one of the
largest sources of uncertainty in quantifying regional cli-
mate changes [ Intergovernmental Panel on Climate
Change, 2001]. Much recent work has been devoted to
reducing these uncertainties using global circulation models
[Chin et al. , 2002; Takemura et al., 2002], transport models
[Collins et al., 2001], observational networks [ Holben et al.,
2001], satellite observations [ Wielicki, 1996], and by mount-
ing major observational campaigns (SCAR-B [ Kaufman et
al., 1998], TARFOX [ Hobbs, 1999], ACE1 [ Bates et al. ,
1998], ACE2 [ Raes et al. , 2000], INDOEX [ Ramanathan et
al., 2001], MINOS [ Lelieveld et al. , 2002]). Progress has
been reported thanks to these complementary activities.
[3] Determining the radiative effects of very small par-
ticles in the atmosphere requires observations of aerosol
chemistry, knowledge of the aerosol optical properties, and
precise radiometric measurements at the surface and top of
atmosphere. Recent international studies such as Indian
Ocean Experiment (INDOEX) and Mediterranean Intensive
Oxidants Study (MINOS) revealed much about the radiative
properties of regional aerosols, but were purposefully set in
meteorologically simple environments. INDOEX was under
the influence of steady pre-monsoonal winds, and MINOS
was in the steady summer trades of the Central and Eastern
JOURNAL OF GEOPHYSICAL RESEARCH, VOL. 108, NO. D23, 8662, doi:10.1029/2002JD003066, 2003
1Institute of Geophysics, University of Warsaw, Warsaw, Poland.
2Naval Research Laboratory, Monterey, California, USA.
3Center for Atmospheric Sciences, Scripps Institution of Oceanography,
University of California, San Diego, La Jolla, California, USA.
4Pacific Marine Environmental Laboratory, NOAA, Seattle, Washington,
USA.
5Joint Institute for the Study of the Atmosphere and Ocean, University
of Washington, Seattle, Washington, USA.
6Departament of Atmospheric Science, Colorado State University, Ft.
Collins, Colorado, USA.
7Department of Civil and Environmental Engineering, University of
Illinois at Urbana-Champaign, Urbana, Illinois, USA.
8Physics Department, University of Miami, Coral Gables, Florida,
USA.
Copyright 2003 by the American Geophysical Union.
0148-0227/03/2002JD003066
ACE 30 - 1
PDF page 2
Mediterranean [ Lelieveld et al. , 2002]. In contrast, this
study determines the radiative effects of aerosols during
the Asian Pacific Regional Aerosol Characterization Exper-
iment (ACE-Asia), which took place in the spring of 2001
and was designed to study the complex outflow of mineral
dust and air pollution from Asia at mid-latitudes. Our
instruments were located on NOAA ship Ronald H. Brown ,
and we sailed from Honolulu, Hawaii to the Sea of
Japan. On the Pacific transect we were able to observe
passages of extratropical cyclones and long-range pollution
transport. The sampling near the Asian coast found both
pollution and dust from the arid regions of Asia. During
part of the cruise, we crossed the oceanic polar front at
38/C176N in the Sea of Japan, which largely determined the
sea surface temperature and relative humidity. We observed
hazy conditions when the water was cool and the relative
humidity was high.
[
4] The role of relative humidity on aerosol radiative
properties has been investigated in transport models by
assuming humidity growth factors for various aerosols
[Chin et al. , 2002; Takemura et al. , 2002] and the role
of hygroscopic growth on direct radiative forcing at the
surface was shown recently to be significant [ Im et al. ,
2001; Kotchenruther et al. , 1999]. In retrospect, the
meteorological setting of several recent field projects was
such that large relative humidity gradients were observed
between either between the land and ocean, or between the
regions of descending and ascending branches of Hadley
circulation. We will show that these conditions are impor-
tant when estimating aerosol radiative effects in terms
of the aerosol forcing efficiency, which has become a
common means for quantifying aerosol radiative effects on
the Earth’s energy balance. (Aerosol forcing is defined as
the radiative flux when aerosols are present minus when
they are absent, and the aerosol forcing efficiency is the
aerosol forcing per unit optical depth [ Satheesh and
Ramanathan, 2000].)
[
5] In this paper, we determine directly from radiometric
observations the aerosol radiative forcing at the surface and
top of atmosphere. Shipboard measurements of the aerosol
chemical and scattering properties are used to construct a
model of the aerosol optical properties for use in radiative
transfer calculations. The model is validated against the
radiometric observations, and is used to diagnose the aerosol
and environmental factors that contribute to the observed
forcings. This analysis reveals the importance of relative
humidity to the aerosol forcing efficiency.
[
6] The paper is organized as follows. Section 2 describes
the radiometric and aerosol chemical and scattering
measurements that were used. The radiometric observations
include the surface observations of the aerosol optical depth
and broadband fluxes, and the top of atmosphere satellite
fluxes. We also describe the surface measurements of
aerosol chemistry and scattering properties, and the lidar
measurements of the aerosol extinction within the column.
These measurements are used to construct the aerosol
optical model described in section 3, which is used in a
radiative transfer model to assist with the data interpretation.
Section 4 discusses the observations of aerosol optical
thickness, and validates the aerosol model via a comparison
of the computed and observed single-scattering albedos.
This provides the background for section 5 that determines
aerosol forcing directly from the radiometric observations,
and these observations are used to validate the model
calculations. Section 6 examines the influence of relative
humidity on aerosol forcing efficiency, and section 7 con-
tains the summary and discussion.
2. Instrumentation
[7] This section describes the radiometric data that are
used in the observational determination of the aerosol
forcing efficiency. We also describe the observations of
the aerosol vertical distribution, size distribution, composi-
tion, and scattering and absorption coefficients that are used
to construct the aerosol optical model in section 3.
[
8] During the ACE-Asia field project we performed
radiation measurements on board the NOAA research ship
Ronald H. Brown (Figure 1). Total broadband (280 –
2800 nm) radiative fluxes were obtained using CM21 Kipp
and Zonen pyranometers. According to the technical spec-
ification provided by the manufacturer, this instrument has
an absolute accuracy of ±9 W m
/C02 and the maximum flux
error due to a simplified cosine response is ±10 W m /C02.T o
minimize the ship’s pitch and roll, we mounted the pyran-
ometers on gimbaled (moving) suspension.
[
9] Two handheld Microtops II (Sun photometer and
Ozonometer) [ Morys et al. , 2001] with spectral filters for
visible and near-infrared (NIR) wavelengths were used to
retrieve aerosol optical thickness (AOT), columnar water
vapor, and columnar ozone. The AOT was measured at
380, 440, 500, 675, 870 nm by the Sun photometer and at
1020 nm by the Ozonometer. The total water column
was obtained from the Sun radiance measured at 936 and
1020 nm. The Microtops were calibrated at the Mauna Loa
Observatory, Hawaii, just after the field phase of ACE-Asia,
and we post-processed the data using the new calibration
constants. The absolute accuracy of these instruments is
about 2% but the error in the derived total optical thickness
is largest for low solar zenith angles. Therefore the accuracy
of the AOT is about 0.01 at 500 nm. The Microtops is a
handheld instrument that has a convenient, albeit time
consuming, procedure to minimize the pitch and roll errors.
To minimize the pitch and roll effect, each Microtops
observation includes 5 independent scans. The scan with
largest signal was used, which corresponds to the best
instrument-Sun alignment.
[
10] V ertical profiles of the aerosol extinction coefficient
at 523 nm were measured by a micropulse lidar (MPL)
[Welton et al. , 2000]. The vertical resolution of this instru-
ment is 75m. The aerosol extinction coefficient was
obtained from the calibrated lidar signal and the Microtops
observations of the AOT. In this study the backscatter-to-
extinction ratio (BER) is treated as constant with respect to
distance through an aerosol layer. However, the BER ratio
of each individual layer can change depending upon the
phase function and single-scattering albedo. For example,
during the ACE-Asia this parameter varied between 25 and
118. Fortunately, the solar radiative forcing discussed here
is not overly sensitive to the choice of extinction profiles.
[
11] Concentrations of chemical components in the sub-
and supermicron size ranges were determined by NOAA ’s
Pacific Marine Environmental Laboratory (PMEL). The
analyzed components include sea salt, sulfate, nitrate, total
ACE 30 - 2 MARKOWICZ ET AL.: INFLUENCE OF HUMIDITY ON AEROSOL FORCING
PDF page 3
organic carbon, elemental carbon, and dust. Submicron and
supermicron refer to all particles with aerodynamic diame-
ters less than 1 mm and between 1 and 10 mm, respectively,
at 55% relative humidity (RH). The last 1.5 m of the mast
was heated to establish a stable reference RH for the sample
air of 55 ± 5%. A stable reference RH allows for constant
instrumental size segregation in spite of variations in
ambient RH, and results in chemical, physical, and optical
measurements that are directly comparable. In addition,
measurement at a constant reference RH makes it possible,
with the knowledge of appropriate growth factors, for end
users of the data set (process, chemical transport, and
radiative transfer models) to adjust the measured parameters
to a desired relative humidity. A reference RH 55% was
chosen because it has been shown to reduce impactor
bounce, since there is enough water associated with the
hygroscopic aerosol species at this RH to make the aerosol
‘‘sticky’’. In addition, for the atmospheric conditions
encountered during Ace Asia, it was possible to maintain
55% RH without excessive heating of the aerosol.
[
12] The methodology of the chemical analysis is
described elsewhere [cf. Quinn et al. , 2001, 2002]. We
divided the chemical species into several groups according
to their physical properties: sulfate and nitrate aerosol
mass, sea-salt mass, total organic carbon, elemental carbon,
and dust. The concentration of dust was derived assuming
that all elements were in their common oxide form [ Malm
et al. , 1994]. The particulate organic matter (POM) was
determined from the measured organic carbon concentra-
tion and the expression POM = 2.1 /C2OC (mgm
/C03)[ Turpin
and Lim , 2001]. On the basis of these mass concentrations,
we associated the optical properties with these chemical
components.
[
13] The aerosol absorption coefficient at the surface was
obtained from the Particle Soot Absorption Photometer
(PSAP) produced by Radiance Research [ Bond et al. ,
1999]. Measured values were corrected for a scattering
artifact, the deposit spot size, the PSAP flow rate, and the
manufacturer’s calibration. V alues are reported at 550 nm.
Sources of uncertainty in the PSAP measurement include
noise, drift, correction for the manufacturer’s calibration,
and correction for the scattering artifact [ Bond et al. , 1999].
A quadrature sum of these errors yields absolute uncertain-
ties of 0.38 and 0.68 for an absorption coefficient equal
to 2.8 /C210
/C06 m/C01 and 13 /C210/C06 m/C01, respectively, for a
30 minute averaging time. Measurements of aerosol scat-
tering and hemispheric backscattering coefficients were
made with an integrating nephelometer (Model 3563, TSI
Inc.) at wavelengths of 450, 550, and 700 nm at 55 ± 10%
RH and sub-10 micron (particles with diameter less than 10
mm) data were used. The RH was measured inside the
nephelometer sensing volume. V alues measured directly
by the nephelometer are corrected for an offset determined
by measuring filtered air over a period of several hours
[Anderson and Ogren , 1998]. In addition, they were cor-
rected for the angular nonidealities, including truncation
errors and nonlambertian response of the nephelometer as
per Anderson and Ogren [1998].
[
14] The PMEL PSAP and nephelometer were kept at 55 ±
10% relative humidity. In addition, the aerosol light scat-
tering as a function of relative humidity was measured using
controlled relative humidity nephelometry (humidograph)
[Carrico et al. , 1998]. The aerosol sample was scanned
from an RH of 35 to 85% over an hourly cycle time while
continually measuring the aerosol light scattering at 450,
550, and 700 nm. To investigate hysteresis effects from
Figure 1. NOAA ship Ronald H Brown track during the ACE-Asia cruise between Honolulu and
Yokosuka in March and April 2001.
MARKOWICZ ET AL.: INFLUENCE OF HUMIDITY ON AEROSOL FORCING ACE 30 - 3
PDF page 4
metastable droplet formation, RH scans were performed
with increasing RH beginning with a ‘‘dry’’ aerosol and
with decreasing RH beginning with a hydrated aerosol
[Carrico et al. , 2000]. We used data from both increasing
and decreasing RH regimes and discuss this point in more
detail while presenting results.
[
15] The top of atmosphere (TOA) fluxes were obtained
from the CERES instrument onboard the TERRA satellite
(the resolution of CERES is 20 km at nadir). CERES
measures radiances, which are converted to fluxes using
angular distribution models [ Loeb and Kato , 2002]. In this
study we use Beta 2 SSF CERES data. One of the largest
sources of uncertainty in estimating the outgoing shortwave
fluxes from satellite measurements is cloud contamination.
However, in this study, only days without clouds (base on
observations from ship) were used. The second source of
uncertainty involves the radiance to flux conversion. We
used the newer version of the CERES angular model [ Loeb
and Kato , 2002], which reduced uncertainty of the older
(ERBE-like) CERES product.
3. Aerosol Model
[16] Although we emphasize observational analyses in
this paper, we use an aerosol model and radiative transfer
calculations to help with the data interpretation. After its
validation, the aerosol model is used to determine properties
that we were not able to measure directly. For example, we
used the aerosol model to derive the top of the atmosphere
forcing for days when CERES data were not available
(section 5). Also, because our data set is limited, we use
the radiative transfer model results to help interpretate the
effects of relative humidity on the aerosol forcing results
(section 6).
[
17] The aerosol model is constructed from the chemical
measurements, combined with tabulated information about
the aerosol radiative properties. Specifically, the optical
properties such as extinction, absorption coefficient, and
asymmetry parameter are obtained as a function of wave-
length and relative humidity from the Optical Properties of
Aerosol and Clouds software (OPAC 3.1) [ Hess et al. ,
1998]. The OPAC data set describes optical properties for
10 aerosol components: insoluble, water-soluble, soot, sea
salt (accumulation and coarse mode), mineral (nucleation,
accumulation, coarse mode), mineral (transported), and
Antarctic sulfate droplets. The data are available at 61
wavelengths between 0.25 and 40 mm, and for eight RH
(0, 50, 70, 80, 90, 95, 98, 99%). Lognormal size distribu-
tions define each component. In the OPAC database the
assumption is made that particles are spherical and exter-
nally mixed, although soot and dust particles can coagulate
to form complex clusters. We have performed preliminary
study of simple soot-dust configurations using cluster of
spheres calculations [ Flatau et al. , 1993] and noticed only
small absorption enhancements.
[
18] Out of ten possible OPAC classes, we define only six
aerosol types: water-soluble, soot, sea-salt accumulation and
coarse modes, and mineral dust accumulation and coarse
modes. The ‘‘soluble’’ category includes sulfate (including
sea-salt and non-sea-salt sulfate), nitrate, and POM. By
assuming that POM is ‘‘soluble’’ we specify that its optical
and hygroscopic properties are similar to sulfates [ Chin et
al., 2002]. The extent of water uptake by the POM mea-
sured during ACE Asia is largely unknown, however, and
the actual growth may be less than that of sulfates. The
‘‘soot’’ category includes elemental carbon and the mass of
‘‘dust’’ category is defined as Mass = 2.2Al + 2.49Si +
1.63Ca + 2.42Fe + 1.94Ti which converts the major
elements in dust to their common oxide form [ Malm et
al., 1994].
[
19] For the given dry aerosol mass density ( mgm /C03)i n
each category, we assume a growth factor [ Hanel and Zankl,
1979] and calculate the aerosol mass at 55% RH. From
these masses we calculate submicron and supermicron
number density of particles (number of particles per cubic
cm). These are the number densities that are subsequently
used by OPAC to define the optical properties.
[
20] The aerosol chemical composition is assumed to be
constant with altitude, but the vertical optical properties
change with height because of humidity changes. This
assumption is good for the boundary layer, but may be
poor for decoupled upper layers such as dust. Numerical
models and lidar did show the presence of layered structures
during the cruise. However, our assumption is realistic
because typically the aerosol optical depth is concentrated
in the boundary layer. The atmospheric soundings of
temperature, pressure, and relative humidity were obtained
every 3 hours. On the basis of the particles number density,
we calculated the normalized extinction at 550 nm, and
absorption coefficients from OPAC. These values were
scaled by the vertical profile of aerosol extinction at
550 nm, obtained from MPL lidar observations at 523
nm. The small mismatch of observational wavelengths in
this case does not influence the results because we use only
the normalized extinction profile, not its absolute value.
[
21] The optical properties determined in our aerosol
model are used in radiative transfer calculations in sections
5 and 6 to determine the radiative fluxes at the surface and
top of atmosphere. For these calculations, we need from our
aerosol model the vertical distributions of the aerosol
extinction coefficient, absorption coefficient, and asymme-
try parameter as a function of wavelength. The averages of
these scattering properties are determined from our model
for two layers (0 – 2 km, 2 – 10 km) as
~sext ðlÞhi ¼
R
s550
ext ðzÞ~sext ðl; RHðzÞÞdzR s550
ext ðzÞdz ð1Þ
~sabsðlÞhi ¼
R
s550
ext ðzÞ~sabsðl; RHðzÞÞdzR s550
ext ðzÞdz ð2Þ
gext ðlÞhi ¼
R s550
ext ðzÞgðl; RHðzÞÞwðl; RHðzÞÞdzR s550
ext ðzÞwðl; RHðzÞÞdz ð3Þ
where s550
ext (z) is the lidar vertical profile of aerosol
extinction coefficient scaled by aerosol optical thickness,
~sext (l, RH(z)) and ~sabs (l, RH(z)) are the spectral and
relative humidity functions of the extinction and absorption
coefficients normalized to extinction at 550 nm, w(l,
RH(z)) is the single-scattering albedo, and g(l, RH(z)) is the
asymmetry parameter. The OPAC database has its strengths
ACE 30 - 4 MARKOWICZ ET AL.: INFLUENCE OF HUMIDITY ON AEROSOL FORCING
PDF page 5
and limitations. The next section shows that the predictions
of our model, based on the OPAC database and measured
chemistry, agree with some of the inherent and derived
optical properties that are observed independently of the
OPAC model.
4. Aerosol Optical Thickness and Single-
Scattering Albedo
[22] The aerosol optical thickness (AOT) and single-
scattering albedo are important parameters for determining
the aerosol forcing at the surface, in the atmosphere, and at
the top of atmosphere over the low-albedo surface of the
ocean. Figure 2a shows the variation in AOT at 500 nm
during the cruise (March and April of 2001). The AOT
ranges from 0.05 to 1 and has significant daily variability.
The lower value of AOT, observed during the first part of
cruise, is associated with clear marine air masses of the
central Pacific Ocean.
[
23] Only during YD85, after the frontal passage, did we
measure large AOT in the marine air mass, with values
reaching about 0.45 in the morning and 0.3 later that
afternoon. Independently, we also observed a large aerosol
infrared forcing (4.5 ± 0.7 W m
/C02) using a Fourier Trans-
form interferometer [ V ogelmann et al., 2003] that we report
here only to stress that the YD85 large optical depth was
indeed present. Sea-salt and non-sea-salt sulfates were
important components of the aerosol during that day, as
seen from the chemical composition analysis (P . K. Quinn et
al., Aerosol optical properties measured on board the
Ronald H. Brown during ACE Asia as a function of aerosol
chemical composition and source region, submitted to
Journal of Geophysical Research , 2003) (hereinafter re-
ferred to as Quinn et al., submitted manuscript, 2003) but
their values at the surface were not large enough to support
such a high AOT. A numerical simulation based on the
GOCART model (Mian Chin, private communication) indi-
cates that there was dust at the top of the boundary layer for
that day and approximately half of the AOT is attributed to
dust. This is interesting, but not unexpected, to see dust
transported so far from Asia. Thus we interpret an increase
of the AOT above the background (by about 0.2 – 0.3) as
being associated with dust at the top of the boundary layer.
The largest AOT (close to 1) was measured in the Sea of
Japan during YD99 and was associated with a high relative
humidity of about 95% at the surface (Figure 3a). However,
the middle atmosphere was dry and the total columnar water
vapor was only about 1.4g/cm
/C02. During that day the
visibility at the surface was poor, which made it difficult
to screen for thin clouds covering the Sun.
[
24] The A ˚ ngstrom exponent ( a in t = bl/C0a , evaluated
for wavelengths between 500 – 1020 nm) is shown in
Figure 2b for the ACE-Asia cruise. Large a are associated
with small particles. The negative values over the central
Pacific Ocean correspond to clean marine air masses with a
small fraction of submicron particles. Between YD97 and
YD103, a mineral dust aloft had significant influence on the
optical properties of aerosol as seen by the small A ˚ ngstrom
Figure 2. Temporal variation of (a) aerosol optical
thickness (AOT) at 500 nm and (b)
/C14
Angstrom exponent.
Figure 3. (a) Surface relative humidity and (b) sea surface
temperature during the ACE-Asia cruise.
MARKOWICZ ET AL.: INFLUENCE OF HUMIDITY ON AEROSOL FORCING ACE 30 - 5
PDF page 6
exponent. However, this is not directly observed in the
surface chemistry until YD101 because the dust gradually
descended toward the surface. The upper layer dust event
between YD99 and YD101 is seen on the U.S. Navy’s
(COAMPS) transport model (Figure 4). The dust layer
spread from 4 to 13 km with the maximum of extinction
coefficient about 5 km. YD102 was dominated by dust in
boundary layer; in the morning the mass fraction of dust for
particles less then 10 mm in diameter was about 85% and in
the afternoon about 55%. The decreasing in dust concen-
trations at the surface correlated with decreased AOT and
increased the /C19/C14Angstrom exponent (Figures 2a and 2b).
[
25] Figure 5 shows the single-scattering albedo (SSA)
obtained by three independent methods. The solid line
represents the SSA for ambient RH, based on the total
scattering determined by the humidograph nephelometer
method, and absorption determined by the PSAP instru-
ment. Note that the absorption coefficient was measured at
RH 55% and the SSA for ambient RH was calculated
assuming that RH has a negligible influence on the absorp-
tion coefficient. The solid circles are the PMEL nephelom-
eter and PSAP-based SSA at 55% relative humidity, and the
squares are the SSA calculated with our aerosol-chemical
model at ambient RH. During the first part of the cruise, the
SSA was conservative (close to 1) because the aerosol was
dominated by nonabsorbing sea salt and sulfates. SSA
decreased from 0.98 to 0.87 on YD90 due to an increase
in absorption, decrease in scattering, and low ambient RH.
The low RH was associated with the passage of the cold
front and a cooler and drier air mass (relative humidity
decreased to 50% and temperature decreased by 10 /C176C).
During that event, the decrease in RH (Figure 3a) correlated
with an almost four-fold decrease in the sea-salt mass
concentration, which dominated the decrease in soot con-
centration and yielded lower SSA.
[
26] Another example, showing the correlation between
the SSA and RH, can be seen between YD96 and YD99.
The SSA observed at ambient conditions (solid line) and
calculated from the model (squares) increased due to
increasing relative humidity, but the SSA observed at a
constant relative humidity of 55% decreased. This leads to a
large SSA difference of 0.06 on YD99 between the constant
and ambient RH observations. This large increase of relative
humidity was measured only in the first several hundred
meters above the sea surface, and was associated with
decreasing sea surface temperature (Figure 3b) as we were
sailing north (Figure 1).
[
27] For days YD100 toYD102, all three methods show
good agreement despite the large range of relative humidity
values. The Navy transport model Figure 4 indicates for
YD100 – YD101 dust aloft, which descended and increased
concentrations at the surface, and YD102 was governed by
a transition to low humidity with dust at the surface. This
indicates a smaller effect of humidity on SSA for dust-
influenced aerosols when the presence of dust is accompa-
nied by relatively dry air.
[
28] Figure 6 shows the SSA as function of relative
humidity based on the humidograph measurements of
scattering at ambient RH and PSAP measurements of
absorption at constant RH = 55% for the section of cruise
in the Sea of Japan. Squares on Figure 6 show SSA as a
function of the RH for particles with diameters D /C2010 mm.
Figure 4. Extinction coefficient in arbitrary units obtained
from U.S. Navy’s (COAMPS) transport model. The model
results were interpolated to NOAA ship R.H. Brown position.
Figure 5. Single-scattering albedo (SSA) obtained from
three independent methods: The solid line represents the
SSA for ambient RH, based on the total scattering
determined by the humidograph nephelometer method and
absorption determined by the PSAP instrument (the PSAP
absorption data were not corrected for changes in RH =
55%); solid circles are the PMEL nephelometer and PSAP-
based SSA at 55% relative humidity; and squares give the
SSA calculated from our aerosol-chemical model at ambient
RH.
ACE 30 - 6 MARKOWICZ ET AL.: INFLUENCE OF HUMIDITY ON AEROSOL FORCING
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Triangles show the same relationship but only for particles
with diameters D /C201 mm. There is a significant correlation
between the SSA and relative humidity (r 2 = 0.69) and the
observations clearly show an increase of SSA with relative
humidity. This effect is important for the aerosol forcing
efficiency, which will be discussed later. Influence of the
RH on the SSA is larger for smaller particles, because a
significant part of the supermicron particles are nonhygro-
scopic dust.
[
29] Because the aerosol light scattering was measured as
a function of relative humidity [ Carrico et al. , 1998], we
can plot single-scattering albedo with increasing RH begin-
ning with a ‘‘dry’’ aerosol, and with decreasing RH begin-
ning with a hydrated aerosol [ Carrico et al. , 2000]. This is
on Figure 6, where single-scattering albedo is plotted for
almost simultaneous times (separated by approximately
1/2 hour) but for ‘‘up’’ (open symbols) and ‘‘down’’ (solid
symbols) relative humidity changes, while assuming that
absorption does not change with RH. For small RH the
SSA, and consequently aerosol forcing efficiency, depends
not only on its absolute value but also on its time change,
which may be governed by the air mass transformation.
Such transformations may be related to large scale subsi-
dence, frontal passages, or advection over colder surface.
However, in what follows, we do not differentiate between
the ‘‘up’’ and ‘‘down’’ RH changes because we are focusing
on the first-order effects of the relative humidity changes.
[
30] The mean value of SSA over the Sea of Japan is
0.95 at ambient condition and 0.92 at 55 % of RH. These
values are consistent with SSA derived from recent global
model estimates [ Takemura et al. , 2002], and are larger
(less absorbing) than what has been observed over the
Arabian Sea (SSA = 0.89) [ Ramanathan et al. , 2001] and
the Mediterranean Sea (SSA = 0.87) [ Markowicz et al. ,
2002].
5. Aerosol Forcing
[31] Of the 15 cruise days in the proximity to Japan, six
days had less than 10% cloud cover. We used these days to
estimate the aerosol forcing directly from observations.
Also, we performed model calculations to show the sensi-
tivity of aerosol forcing to relative humidity and other
parameters. In this approach [ Satheesh and Ramanathan ,
2000], the aerosol radiative forcing at the TOA and at the
surface are obtained from radiometric observations. The
difference between the TOA and the surface forcing yields
the atmospheric forcing (due mostly to the aerosol absorp-
tion of solar radiation). The forcing is defined as the effect
of aerosol on the net (down minus up) solar flux. We use a
hybrid technique [ Satheesh and Ramanathan , 2000], in
which a model is used to determine the clear-sky radiative
fluxes only.
5.1. Direct Estimate of Surface and Top of the
Atmosphere Aerosol Forcing
[
32] The mean daily clear-sky net fluxes at the surface
were obtained from a 24-hr average of the downward fluxes
measured by Kipp and Zonen pyranometer, subtracting the
upward flux calculated using an ocean albedo model. The
ocean model included contributions from Fresnel reflection
and small background reflection due to phytoplankton
contribution. The diurnally averaged net flux at the surface
and TOA without aerosol was calculated by the radiative
transfer model. In this study we used Modtran version 4.1
[Berk et al. , 1998], which is based on the DISORT code
[Stamnes et al. , 1988]. The model input for these clear-sky
calculations are the vertical profiles of temperature and
water vapor concentration, which are obtained from the
nearest sounding.
[
33] Figure 7a shows the daily mean aerosol forcing at the
surface as a function of the AOT at 500 nm. Circles
represent the aerosol forcing based on observations, and
the solid line is a linear fit to these points. Notice that
aerosol forcing does not asymptote to zero for zero optical
depth (as it should) due to offset errors in the observations
and in the modeling. However the slope, obtained from the
linear fit of the forcing, is independent of this bias and is
used here; this slope is termed the aerosol forcing efficiency
(aerosol forcing per unit of AOT). This estimate of the
efficiency provides the average radiative effect of regional
aerosols. Between YD97 and YD105, the regional aerosol
varied between polluted (composed primarily of sulfate,
OC, and EC) and pollution mixed with dust (composed
primarily of sulfate, OC, EC, and dust) (Quinn et al.,
submitted manuscript, 2003). Hence the SSA varied be-
tween 0.92 and 0.98 due to RH effects and differences in the
uptake of water by the dominant chemical components.
[
34] The mean daily aerosol forcing efficiency between
YD97 and YD105 is /C059.9 ± 7.3 W m /C02. In comparison,
the mean aerosol forcing efficiency during MINOS is
/C085 W m
/C02 [Markowicz et al. , 2002] and during INDOEX
Figure 6. The single-scattering albedo from the humido-
graph as a function of relative humidity in the Sea of Japan
(open symbols). The squares correspond to particles with
diameter D /C2010 mm, and triangles correspond to submicron
particles (D /C201 mm). Open symbols mark the single-
scattering albedo measured by humidograph during ‘‘up,’’
and solid symbols mark ‘‘down’’ relative humidity changes.
MARKOWICZ ET AL.: INFLUENCE OF HUMIDITY ON AEROSOL FORCING ACE 30 - 7
PDF page 8
it is /C075 W m /C02 [Satheesh and Ramanathan , 2000]. The
variation in single-scattering albedo, as well as particle sizes
may play significant roles in these differences. During the
ACE-Asia measurement period, the aerosol over the Sea of
Japan was more conservative (SSA closer to 1) compared to
these other two campaigns, which leads to a smaller aerosol
forcing efficiency at the surface.
[
35] The aerosol forcing efficiency (Figure 7a) for YD102
is substantially larger than that found for the other days.
This behavior is consistent with a lower value of SSA (in
comparison to other days, see Figure 5) that occurs during
the dust event with lower RH. This decrease of SSA during
the YD102 leads to a /C010 to /C015 W m
/C02 enhancement in
surface forcing. Such change is consistent with a forcing
efficiency in the range of /C080 to /C093 W m
/C02, rather than
/C060 W m /C02.
[36] The aerosol forcing at the TOA as a function of
AOT is shown on Figure 7b. The open squares represent
the aerosol forcing determined from CERES observations
(TERRA satellite). We collocated the satellite observing
footprint and ship position (maximum deviation of 25 km)
when the viewing angle was less then 60 /C176. The instanta-
neous fluxes were converted to diurnal mean values using
the aerosol optical model and Modtran radiative transfer
model. The conversion factor varied from 1.9 to 2.0
depending on ship’s position and length of day. YD99
was classified by the satellite algorithm as cloudy, prob-
ably because of the hazy conditions with a large AOT
close to 1. Therefore we did not include this (misclassi-
fied) point when deriving the slope. The TOA aerosol
forcing efficiency is /C027.5 ± 3.9 W m
/C02. This result is
comparable to the /C025W m /C02 TOA aerosol forcing
efficiency observed during the INDOEX [ Satheesh and
Ramanathan, 2000].
5.2. Modeled Surface and TOA Aerosol Forcing
[37] Up to now, the model results were used to determine
the clear-sky flux without aerosols. We aim to investigate
the dependence of forcing on changes in relative humidity
in more detail. Because our observational data set is limited,
we use calculations of the aerosol forcing based on our
radiative transfer model. The model inputs for these
calculations are the vertical profiles of temperature and
water vapor concentration, and the vertical distribution of
the aerosol optical properties obtained from the model
described in section 3. The aerosol model provides the
spectrally dependent, vertical distribution of the aerosol
extinction coefficient, the absorption coefficient, and the
asymmetry parameter.
[
38] A comparison of the downward flux for YD103
(Figure 8a) at the surface between measured (solid line)
and modeled flux (solid circles) shows excellent agreement.
The model agreement is better quantified on Figure 8b
where the data for all days are presented. The model total
flux underestimates the observations by 4.4 W m
/C02, and the
small deviation (rms 12.9 W m /C02) is within the range of
pyranometer uncertainty. This good agreement is somewhat
surprising given that we assumed constant aerosol compo-
sition with height. For example, YD99 is where the trans-
port model indicates an elevated dust layer aloft between 4
and 13 km (Figure 4). A plausible explanation for this
agreement is that the optical properties, at the surface and
aloft, were not radically different.
[
39] The squares in Figure 7a represent the aerosol
forcing at the surface obtained from the model, with the
slope (aerosol forcing efficiency) of /C057.0 ± 3.9 W m
/C02.
This agrees with the observations for which forcing effi-
ciency is /C059.9 ± 7.3 W m
/C02. Similarly, the aerosol forcing
at the TOA as function of AOT is shown in Figure 7b.
Again, the agreement between the model (open squares)
and measurements (open circles) is excellent. The TOA
aerosol forcing efficiency derived from model is /C028.0 ±
3.1 W m
/C02, compared to the observed /C027.5 ± 3.9 W m /C02.
[40] Figure 9a shows the aerosol forcing as a function of
year day (YD). The modeled aerosol forcing is given by open
squares and open circles indicate the observations. V alues for
the observational aerosol forcing were determined by the
mean aerosol forcing efficiency (by averaging all data)
multiplied by the daily averaged AOT. The background
aerosol forcing observed during the Pacific transect
was smaller than /C010 W m
/C02, with the exception of YD85
Figure 7. (a) The solar aerosol forcing at the Earth’s
surface (broadband and diurnal averaged) as a function of
aerosol optical thickness (AOT); (b) the solar aerosol
forcing at the TOA (broadband and diurnal averaged). The
open circles in both cases represent the aerosol forcing
obtained from observations, squares represent the aerosol
forcing obtained from radiative transfer model, and the solid
line is a linear fit to the observations.
ACE 30 - 8 MARKOWICZ ET AL.: INFLUENCE OF HUMIDITY ON AEROSOL FORCING
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when the forcing increased to /C022 W m /C02, presumably, due
to the sea salt generated by strong winds. The Pacific transect
section in Figure 9a requires further explanation. Within that
three week period, we observed extratropical cyclones pass-
ing by every three to four days with associated cloud
systems. Not surprisingly, we were able to the measure the
optical depth somewhat sporadically during that time. It was
hypothesized before [e.g., Jacobson , 2001; Winter and
Chylek, 1997] that strengthening of storm tracks may lead
to increased sea-salt radiative forcing. Indeed, the YD85
measurements show strong sea-salt radiative forcing depen-
dence on wind speed, but more work remains to be done in
this respect.
[
41] The TOA aerosol forcing is shown in Figure 9b.
The Pacific transect values are small. The Sea of Japan
exhibits gradually increasing values with a maximum of
/C024.5 W m
/C02 for YD99 and YD100, which are caused by
relatively conservative scattering. The average value for the
cruise is /C010.6 W m
/C02.
[42] The aerosol atmospheric forcing is shown in
Figure 9c. The Pacific transect was characterized by a small
forcing (2 to 3 W m
/C02) with the exception of YD85 already
discussed. In the Sea of Japan, atmospheric forcing
increased on average to 10 to 15 W m /C02. However, during
two days it reached larger values of 25 W m /C02 (YD99) and
22 W m/C02 (YD102), which were associated with the aerosol
absorption (see Figure 5) and large optical thickness.
6. Relative Humidity Influence on Aerosol
Forcing Efficiency
[43] Figure 10 shows the monthly averaged surface
relative humidity (NCEP reanalysis) for April 2001. There
is a significant gradient of relative humidity caused by the
sea surface temperature gradient in the Sea of Japan. In
April 2001 the oceanic polar front was positioned at 38 –
40/C176N and the ship was in that region on YD98 and YD99
where the SST gradient was close to 6.5C (Figure 3b). The
warmer air mass-flow from Asia leads to increased RH in
the shallow layer close to the surface. For example, on
YD99 the relative humidity was 95% (Figure 3a) but dry,
subsidence driven conditions existed above 500 m. This
resulted in shallow and extended haze conditions in the
lower boundary layer for which the AOT was above one
and the SSA was 0.98. The increase in relative humidity
leads to particle growth, increase in scattering, and the
associated increases in AOT, SSA and asymmetry param-
eter. The AOT increase causes an increase of aerosol
forcing at the surface as well as at the TOA. The SSA
Figure 8. (a) YD103 daily cycle of total broadband fluxes
at the surfaces. The solid line represents the pyranometer
observations, and the solid circles are from the radiative
transfer model. (b) Comparison of the measured and
estimated surface broadband total fluxes. The solid line
corresponds to perfect agreement.
Figure 9. (a) Temporal variation of aerosol forcing at the
(a) surface, (b) TOA, and (c) atmosphere. The circles
correspond to observations and squares represent model
results.
MARKOWICZ ET AL.: INFLUENCE OF HUMIDITY ON AEROSOL FORCING ACE 30 - 9
PDF page 10
increase causes aerosol forcing decreases at the surface and
an increase at the TOA. The asymmetry parameter increase
causes a forcing decrease at the surface as well as at the top
of the atmosphere. These are opposite trends and we
performed a numerical sensitivity study to determine the
net effect on the forcing efficiency (which is, to first
approximation, independent of the optical depth).
[
44] We modified the optical properties of a shallow, but
humid lower layer by assuming a constant 55% relative
humidity. Between YD95 and YD99 when the humidity
effects were large, radiative transfer calculations show that
the aerosol forcing efficiency was enhanced by /C05t o
/C010 W m
/C02 (Figure 11a) at the surface and decreased up
to 2 W m /C02 (Figure 11b) at the TOA. In other words, large
values of relative humidity caused a decrease in the aerosol
forcing efficiency over the Sea of Japan, despite of the
significant transport from anthropogenic sources in Asia
(including soot).
[
45] Figures 12a and 12b show the surface and TOA
aerosol forcing efficiency as a function of relative humidity
for modeled YD99, which assumes constant relative
humidity in the boundary layer up to 2 km. Only the optical
properties of the aerosol were modified by RH changes. In
this case the change in the surface aerosol forcing efficiency
is about 20 W m
/C02 between RH = 55% and RH = 95%. This
is significantly larger than that presented in Figure 11a
because in that case we modified the relative humidity in
only the lower boundary layer (approximately 200 – 300 m).
The change of the TOA aerosol forcing efficiency due
to relative humidity changes is about 2.5 W m
/C02. These
changes depend on the aerosol growth factors and thus have
a similar functional dependence.
7. Summary
[46] The transect from Honolulu to Japan aboard the
NOAA ship Ronald H. Brown during ACE-Asia provided
the opportunity for detailed measurements of aerosol prop-
erties and their radiative effects. Conditions ranged from
‘‘clean’’ regions of the central Pacific, to highly polluted
and dusty conditions in the proximity of Asia and Japan.
The large gradient in optical depth observed while passing
from the open Pacific Ocean to near the Asian continent is
similar to observations during INDOEX [ Ramanathan et
al., 2001], where the transition between the clean Southern
Hemisphere to the polluted Northern Hemisphere was
observed.
[
47] Close to Asia, we crossed the oceanic polar front at
38/C176N in the Sea of Japan, which determined sea surface
temperature and relative humidity. We observed hazy con-
ditions when the water was cool and the relative humidity
approached 95%. We analyzed the global forecast model
results and observed that such behavior is also seen in
monthly means. In retrospect, other recent field campaigns
devoted to aerosol radiative effects (e.g., MINOS and
INDOEX) were conducted in the regions with large relative
humidity gradients and reported widespread haze. We show
from the direct observations that water uptake changes
Figure 10. Mean monthly surface relative humidity over
the Sea of Japan in April 2001.
Figure 11. Aerosol forcing efficiency as a function of day
of year determined from the radiative transfer model. The
squares mark aerosol forcing efficiency obtained at ambient
relative humidity, and the diamonds corresponds to
calculations with maximum 55% of relative humidity in
first 1 km of atmosphere.
ACE 30 - 10 MARKOWICZ ET AL.: INFLUENCE OF HUMIDITY ON AEROSOL FORCING
PDF page 11
radiative aerosol efficiency. We estimate this aerosol effi-
ciency to be approximately /C060 W m /C02 on the basis of all
the data from our cruise in the Sea of Japan. We also
provide numerical evidence that a 25% decrease in relative
humidity enhances the surface forcing efficiency by 6 to
10 W m
/C02. We did not model RH influence on forcing
itself but recent studies show that the role of hygroscopic
growth on direct radiative forcing at the surface is signifi-
cant [ Im et al. , 2001; Kotchenruther et al. , 1999]. A recent
study suggests that aerosol efficiency is largely invariant in
space and time, and is approximately equal to /C080 W m /C0
2
[Kaufman et al. , 2002]. However, our results point out that
there may be important synoptic scale regional differences
caused by relative humidity variations.
[
48] Acknowledgments. KMM was supported by a Fulbright grant.
PJF was supported by the National Science Foundation Climate Dynamics
program and by the ONR Program Element PE0602435N. A. M. V ogelmann
was supported by NSF (A TM-0109135).
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M. J. Rood, Department of Civil and Environmental Engineering,
University of Illinois at Urbana-Champaign, Urbana, IL 61801, USA.
A. M. V ogelmann, Center for Atmospheric Sciences, Scripps Institution
of Oceanography, University of California, San Diego, 8602 La Jolla
Shores Drive, La Jolla, CA 92037, USA.
ACE 30 - 12 MARKOWICZ ET AL.: INFLUENCE OF HUMIDITY ON AEROSOL FORCING